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J Am Dent Assoc, Vol 138, No 7, 957-962.
© 2007 American Dental Association

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CLINICAL PRACTICE

Biopsy of the buccal mucosa in oral lichen planus

The traditional method versus the use of a new pressure forceps



Ambrosio Bermejo-Fenoll, PhD, MD, DDS, María Pía López-Jornet, PhD, MD, DDS, María José Jiménez-Torres, PhD, MD, Fabio Camacho-Alonso, PhD, DDS and Albina Orduña-Domingo, PhD, MD


   ABSTRACT
 TOP
 ABSTRACT
 SUBJECTS, MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 CONCLUSION
 REFERENCES
 
Background. The authors designed a pressure forceps, called the "B forceps," for use in performing biopsies. They compared biopsy specimens taken with and without the aid of the B forceps from buccal mucosa of 84 patients divided equally into two groups, all of whom satisfied the World Health Organization’s diagnostic criteria for oral lichen planus. They analyzed the advantages and disadvantages of using this instrument.

Materials and Methods. The 42 patients in group A underwent a conventional biopsy (29 with a scalpel and 13 with a punch). The 42 patients in group B underwent a biopsy performed with the B forceps and a punch. The authors studied artifacts of fragmentation, pseudocysts, crushing, fissures and hemorrhages histologically in both groups.

Results. There were no significant differences within group A between the subjects who had undergone either the scalpel or the punch biopsy. There were, however, significant differences between groups A and B. Group B experienced less fragmentation (P = .021), fewer fissures (P = .001) and fewer hemorrhages (P = .001).

Conclusions. The new B forceps was a useful aid in the performance of biopsies. It improved visibility and reduced the time needed for the procedure. Biopsy specimens taken with the B forceps also had histologically fewer artifacts than did those taken without the B forceps.

Clinical Implications. This technique using the B forceps has several advantages, including speed, because the ischemia produced by the clamp stabilizes the tissue and increases visibility, facilitating dissection. The time needed for surgical removal thus is shortened.

Key Words: Oral lichen planus; biopsy; buccal mucosa; pressure forceps

Abbreviations: LP: Lichen planus • OLP: Oral lichen planus • WHO: World Health Organization

Lichen planus (LP), a condition of unknown etiology and autoimmune pathogenesis, involves degeneration of keratinocytes in the basal cell layer.1 Given that its diagnosis is clinicopathological, a biopsy specimen that is free of surgical artifacts is a basic requirement for the correct anatomopathological study of this disease.2

To aid in the taking of biopsy specimens, we have designed and registered in the European Union3 a new autopressure forceps we have named the "B forceps" ("B" standing for "biopsy") (distributed by Laboratorios Bonfanti Gris, Madrid, Spain). We conducted a study to evaluate and compare biopsy specimens of the buccal mucosa taken from two groups of patients, both with oral lichen planus (OLP): in group A using a conventional procedure, with either a scalpel (group A1) or a punch (group A2), and in group B, with a punch and the B forceps. We analyzed the different types of surgical artifacts in both groups of biopsy specimens.


   SUBJECTS, MATERIALS AND METHODS
 TOP
 ABSTRACT
 SUBJECTS, MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 CONCLUSION
 REFERENCES
 
We designed this study to analyze the advantages and disadvantages of using the B forceps to aid in the taking of intraoral biopsy specimens. As part of this assessment, a pathologist (M.J.J.-T.) performed a histologic analysis of the artifacts found in the biopsy specimens taken with and without the B forceps. A single clinician (A.B.-F.) recorded the patient’s history with respect to the disease (OLP) and took the biopsy specimens (with the patient’s informed consent) from the same tissue (buccal mucosa). Finally, the pathologist analyzed the samples in a blind study. The inclusion criteria we used for the study were the World Health Organization’s (WHO’s) clinicopathological diagnostic criteria for LP.2 We excluded cases in which the sample was poorly oriented within the paraffin block.

Technique for using the B forceps. The B forceps is based on the chalazion forceps.4 It is fabricated of surgical steel and consists of an auto-pressure forceps with two elongated rectangular plates at the operative ends (Figure 1Go). We used the following technique with the B forceps:


Figure 1
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Figure 1. The autopressure B forceps and the two endplates. The circular window can be seen. (The B forceps is distributed by Laboratorios Bonfanti Gris, Madrid, Spain.)

 
– Place the B forceps. The handle is pressed to open the forceps and put them into place; releasing the handle exerts spontaneous pressure on the tissue. The window enclosing the diseased tissue is surrounded by a 1-millimeter–high elevated ring that prevents the plates from slipping. This tissue is raised within the window, and the pressure produces ischemia, a fluid-depletion effect (Figure 2Go).
– Carry out asepsis within the window (using 0.12 percent chlorhexidine is suggested). Use anesthetic outside the window area.
– Section with a punch or a scalpel within the area of tissue for biopsy. The sectioned tissue, with little hemorrhage, is pushed out by pressure from the plain plate (a phenomenon called the "tissue plug" effect).
– Cut the base of the tissue sectioned in the step above. The B forceps enables the clinician to measure the depth of the sample before cutting.
– Place sutures.
– Remove the B forceps.


Figure 2
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Figure 2. The B forceps positioned to take a biopsy specimen from the buccal mucosa. The slight prominence of exposed tissue is seen through the window. The fluid-depletion effect is created by the pressure of the forceps. (The B forceps is distributed by Laboratorios Bonfanti Gris, Madrid, Spain.)

 
Subjects. A total of 84 patients, 13 men and 71 women, participated in the study at the Department of Oral Medicine of the University of Murcia, Spain. We obtained written informed consent from all subjects, and the university’s bioethical committee approved the investigation. All the patients with OLP in accordance with the WHO clinicopathological criteria, as previously indicated. All patients had bilateral and multicentric lesions. As noted above, one specialist (A.B.-F.) recorded each patient’s history and performed a biopsy of his or her buccal mucosa.

We placed the first 42 patients in group A; they underwent biopsy with a conventional procedure with either a scalpel (group A1, 29 patients) or a 6-mm–diameter punch (group A2, 13 patients). We placed the next 42 patients in group B; they underwent biopsy of the buccal mucosa with a 6-mm–diameter punch and the B forceps.

The first 42 biopsy specimens (group A) were taken between 1983 and 1996, before the B forceps was designed. From 1996 forward, the biopsy specimens were taken with prototypes of the B forceps. The biopsies of the 42 patients in group B were performed between 1996 and 2005.

Histopathologic assessment. The pathologist (M.J.J.-T.) fixed the samples in formol with 10 percent buffer for a minimum of 24 hours, processed them and embedded them in paraffin by using conventional procedures. She made cuts of 5 micrometers. We decided to exclude specimens that were poorly oriented in the paraffin blocks.

The pathologist carried out a blind study of the histologic variables (without knowing to which group each case belonged). When selecting and evaluating the artifacts, we took into account criteria of previous authors such as Bernstein5 or Seoane and colleagues.6 The variables were as follows (the type of artifact and the classification used within each variable are indicated) (Figures 3Go and 4Go):


Figure 3
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Figure 3. Microscopic image of fragmentation (hematoxylin and eosin stain, x100 magnification).

 

Figure 4
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Figure 4. Microscopic image of hemorrhage (hematoxylin and eosin stain, x200 magnification).

 
– fragmentation or breaking, in which the sample appeared totally or partially broken into two or more fragments (rated as none, superficial or deep);
– pseudocysts, spaces or cavities without lining (rated as none, superficial or deep [in submucosa or muscle]);
– "crushing," a term we used especially to refer to clamp marks (rated as none, superficial or deep [in submucosa or muscle]);
– fissures or tears, including detachment of connective epithelium but not including openings characteristic of hydropic degeneration of keratinocytes in the basal cell layer, openings characteristic of laboratory manipulation (such as cutting in the microtome) or openings caused by inadequate cutting of the sample (rated as none, superficial or deep [in submucosa or muscle]);
– hemorrhage (rated as none, at the edge of the sample or throughout the whole sample).

Statistical analysis. We used SPSS version 12.0 for Windows (SPSS, Chicago). We conducted a descriptive and inferential analysis, comparing the categorical and qualitative variables between groups A1 and A2 and between groups A and B by means of Pearson’s {chi}2 test. We considered a P value of less than .05 to be significant.


   RESULTS
 TOP
 ABSTRACT
 SUBJECTS, MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 CONCLUSION
 REFERENCES
 
Of the 84 patients, 13 were male (15.5 percent) and 71 were female (84.5 percent). The mean patient age was 54.51 years (range, 23 to 79 years; standard deviation, 13.768 years).

We found pseudocysts in only one case in group A. For the other four parameters, there were no significant differences between groups A1 and A2 (P < .05). Table 1Go shows the comparative data for the two A groups.


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TABLE 1 Comparison of groups A1 and A2.

 
We found pseudocysts in only one case in group B as well. For the other four parameters, we found significant differences between groups A and B. Group B had lower values for the following parameters: fragmentation (P = .021), fissures (P = .001) and hemorrhages (P = .001). Groups A and B were not statistically significantly different with regard to crushing (P = .132). Table 2Go (page 961) shows the comparative data for groups A and B.


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TABLE 2 Comparison of groups A and B.

 

   DISCUSSION
 TOP
 ABSTRACT
 SUBJECTS, MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 CONCLUSION
 REFERENCES
 
The word "biopsy" comes from two Greek words, "bios," meaning "life," and "opsis," meaning "vision."7 Thus, we can understand biopsy to be the extirpation of living tissue ("bios") with the purpose of examining it ("opsis") under the microscope. In a nutshell, it is a complementary examination that allows the microscopic analysis of the basic macroscopic lesion at a certain moment in the course of a specific disease. Although it is never more than a partial view at one instant during the natural evolution of the disease, in oral medicine a biopsy is necessary to confirm a presumptive clinical judgment.

In the case of OLP, which is characterized by the damage caused by lymphocytes in the keratinocytes of the basal cell layer of certain areas of the mucosa,8 the diagnosis is clinicopathological.2 OLP has a high prevalence among the population, estimated at 0.2 to 1.9 percent worldwide.9 It often causes characteristic asymptomatic lesions, and the general dentist should be able to diagnose this disease during a routine exploration.

The conventional biopsy, because of its simplicity and the direct view and ease of access to the different oral structures, continues to be the principal test for the study of the different lesions of the oral mucosa. In certain situations, it should be a routine diagnostic method for the dentist10,11 instead of other useful procedures, such as cytology,11 the toluidine blue test,12 fine-needle aspiration biopsy,12 needle biopsy13 and oral brush biopsy,14 or more current procedures such as chemiluminescence.15 However, it is estimated that in the private general dental practices in Spain, the most time—18.2 percent—is devoted to surgery. Only 0.7 percent of this is dedicated to performing biopsies.10 The fact that the general dentist in Spain does not carry out biopsies of lesions in the oral mucosa routinely means that for dental patients with suspicious lesions, diagnosis of the disease is, at best, delayed.

The dentist often carries out extractions that occasionally can be complicated and that always are more complex than the simple, safe surgery involved in performing a biopsy of the oral mucosa. The above may be due, among other reasons, to the peculiarities of certain oral soft tissues. The dentist is accustomed to operating on the tooth, periodontium or bone, elements that are practically immobile and, therefore, are stable and safe in daily practice situations. On the other hand, the highly vascularized tongue, lips or buccal mucosa, all of which are unsupported by underlying bone, provide less security and visibility for the professional.

With the aim of obviating these drawbacks, we designed a forceps that allows the general dentist to perform an oral mucosal biopsy in a safe, efficient and quick manner and that, according to the results of our study, creates minimal artifacts during the acquisition of samples. The B forceps is based on the chalazion forceps (Moria Dugast, Paris), which is used in ophthalmology to hold the eyelid and in the mouth has been used almost exclusively for performing biopsies of the minor salivary glands of the lip.4,16 Novice clinicians using the B forceps should be aware that the oral mucosa can move easily and that, therefore, an assistant may need to stabilize the area by means of an instrument or his or her fingers. Stabilization and traction techniques depend on the anatomical area in the oral cavity (lips, tongue or buccal mucosa) that is being treated. During surgical extirpation, controlling local bleeding caused by cutting in the vascular portions of the area can be challenging, because excess bleeding leads to poor visibility, which, in turn, may lead to suboptimal surgery and thereby complicate what should be a simple procedure.

Limitations in the use of the traditional forceps led us to the idea of designing the B forceps, which is more versatile. Thus, we created a prototype of the B forceps more than 10 years ago.17 Its characteristics, the pros and cons regarding its use and the surgical technique for its use have been described previously,18,19 as have its advantages over the chalazion forceps.20

One specialist recorded and performed biopsies for all 84 patients, which minimized the problems that would have been associated with the clinical handling of patients by different specialists. With the same objective, a single pathologist carried out the histopathologic analysis and the study of artifacts for all 84 patients.

The statistical analysis of our results showed no significant differences within group A between the biopsies performed with a scalpel and those performed with the 6-mm–diameter punch but without aid of the B forceps. Moule and colleagues,21 in a study of oral biopsies, found more artifacts in biopsy specimens taken with a scalpel than in those taken with a punch. However, in a more recent experimental study that involved pigs’ tongues, Seoane and colleagues22 found no differences between these two instruments when analyzing crushing, fragmentation and pseudocysts. On the other hand, they found more fissures in the samples taken with a scalpel.

When comparing all cases in group A (without B forceps) with the cases in group B (with B forceps and 6-mm–diameter punch), we found significant differences. Group B showed less fragmentation, fewer fissures and fewer hemorrhages than did group A.

Pseudocysts were found in only one subject in group A and one subject in group B. The comparative study of crushing did not reveal any significant differences between groups A and B. The hemorrhages found in group B were related to deeper samples. Logically, the B forceps is useful not only for performing biopsies in the oral mucosa, but also for performing biopsies of the minor salivary glands19 and small swellings such as mucoceles18 or even in the resection of oral leukoplakias via mucosectomy. When the lesion is larger than the window of the open plate, the area can be resected and the forceps moved to work on the remainder of the lesion. Likewise, the B forceps can be used in dermatology, gynecology or any other specialty requiring small soft-tissue extirpations or biopsy.

Limitations in the use of the B forceps are related to its prehensile properties. It cannot be used on the gingiva, palate or areas of difficult access such as the base of the tongue.


   CONCLUSION
 TOP
 ABSTRACT
 SUBJECTS, MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 CONCLUSION
 REFERENCES
 
The study described here compares the taking of biopsy specimens with and without the B forceps and confirms previous clinical results1820 owing to, among other causes, the fluid-depletion and tissue-plug effects. We concluded the following about the B forceps:

– It improves visibility (acting as a tractor).
It describes the field (for purposes of anesthesia and asepsis).
– It creates an area of ischemia (by pressure).
It allows measurement of the depth of the sample (the tissue-plug effect).
– It allows access to the base of the sample.
– It reduces the time needed for the intervention.
We observed no undesirable effects of using it.

We found the B forceps to be a useful tool for the clinician in performing a biopsy, with no undesirable effects. The statistical analysis showed that at the anatomopathological level, the B forceps kept artifacts to a minimum and that statistically significant differences existed between samples taken with the B forceps and those taken traditionally in regard to fragmentation, fissures and hemorrhages.


   FOOTNOTES
 

Dr. Bermejo-Fenoll is a professor, Department of Oral Medicine, University of Murcia, Spain.


Dr. López-Jornet is a professor and the head, Department of Oral Medicine, University of Murcia, Spain, Clínica Odontológica Universitaria, Hospital Morales Meseguer 2ª planta, C/ Marqués de los Vélez s/n, 30008 Murcia, Spain, e-mail "majornet{at}um.es". Address reprint requests to Dr. López-Jornet.


Dr. Jiménez-Torres is a specialist in pathology, Hospital General Universitario de Alicante, Spain.


Dr. Camacho-Alonso is an assistant professor, Department of Oral Medicine, University of Murcia, Spain.


Dr. Orduña-Domingo is a specialist in pathology, Hospital General Universitario de Alicante, Spain.


   REFERENCES
 TOP
 ABSTRACT
 SUBJECTS, MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 CONCLUSION
 REFERENCES
 

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  3. Bermejo-Fenoll A, inventor; D’Agostini Organization, assignee. Clips for biopsies. European Union Office for Harmonization in the Internal Market community design 000415435-0001. Community Designs Bull 2005;(119):63.

  4. Seoane J, Varela-Centelles PI, Diz-Dios P, Romero M. Use of chalazion forceps to ease biopsy of minor salivary glands. Laryngoscope 2000;110(3 part 1):486–7.[Medline]

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  6. Seoane J, Varela-Centelles PI, Ramirez JR, Cameselle-Teijeiro J, Romero MA. Artefacts in oral incisional biopsies in general dental practice: a pathology audit. Oral Dis 2004;10(2):113–7.[Medline]

  7. Dorland Diccionario Enciclopédico Ilustrado de Medicina. 30th ed. Madrid, Spain: Elsevier; 2005:234–51.

  8. Shklar G, Mc Carthy PL. The oral lesions of lichen planus. Oral Surg 1961;14:164–81.

  9. Cerero-Lapiedra P, García-Nuñez JA, García-Pola MJ. Oral lichen planus. RCOE 1997;2:643–60.

  10. García Peñin A, Carrillo Baracaldo JS, Martínez González JM, Sada García-Lomas JM. La biopsia en estomatología [The biopsy in stomatology]. Rev Actual Estomatol Esp 1987;47(364):49–52, 55–8, 61–2.[Medline]

  11. López-Jornet P, Saura-Pérez M, Saura-Inglés A. La biopsia y citología para el estudio de las lesiones orales. Odontoestomat Pract Clinic 1998;1:89–100.

  12. Seoane JM, Aguado A, Suarez JM, De la Cruz A, Esparza G, Cerero R. Técnicas de biopsia en patología bucal (II). Test de azul de toluidina (TAT). Citología Exfoliativa (CE). Punción aspiración con aguja fina (PAAF). Biopsia ósea. [Blue toluidine test (BTT). Exfoliative cytology (EC). Fine needle aspiration cytology (FNAC). Bone biopsy.] Rev Act Odontoestomat Esp 1996;451:31–8.

  13. Yamashita Y, Kurokawa H, Takeda S, Fukuyama H, Takahashi T. Preoperative histologic assessment of head and neck lesions using cutting needle biopsy. Oral Surg Oral Med Oral Pathol Oral Radiol Endod 2002;93(5):528–33.[Medline]

  14. Sciubba JJ. Improving detection of precancerous and cancerous oral lesions: computer-assisted analysis of the oral brush biopsy. U.S. Collaborative OralCDx Study Group. JADA 1999;130(10):1445–57.

  15. Ram S, Siar CH. Chemiluminescence as a diagnostic aid in the detection of oral cancer and potentially malignant epithelial lesions. Int J Oral Maxillofac Surg 2005;34(5):521–7.[Medline]

  16. Szpirglas H, Giozza S, Agbo-Godeau S, Lo-Charpentier Y. Biopsie des glandes salivaires accesoires: bilan de 5 ans [Biopsy of the accessory salivary glands: 5 years’ experience]. Rev Stomatol Chir Maxillofac 1994;95(3):204–6.[Medline]

  17. Bermejo-Fenoll A, Pinza B. Un nuevo instrumento para la toma de biopsias en la cavidad bucal. Comunicación oral. En: Libro de Comunicaciones del III Congreso Nacional de la Sociedad Española de Medicina Oral y I Reunión de la Academia Ibero-Americana de Patología y Medicina Bucal; Oct. 10–12, 1996; Santiago de Compostela, España. Santiago de Compostela: Grafinova S.A.; 1996:61.

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  19. López-Jornet P, Bermejo-Fenoll A. Un procédé simple de biopsie des glandes salivaires accessoires labiales [A simple technique for accessory salivary gland biopsy]. Ann Dermatol Venereol 2005;132(2):166–7.[Medline]

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